Kroll: Navigating Corporate Actions Beyond Drafting the Legal Framework

Kroll: Navigating Corporate Actions Beyond Drafting the Legal Framework


This free CLE webinar is geared toward attorneys representing clients about to undertake a corporate action. Whether it be a tender offer, consent solicitation, rights offering, distribution election, drafting the legal framework of such an event gets you only half-way to your goal. The next step is making sure it can be practically administered.

Navigating the complexities of public securities requires an understanding of the landscape, the diverse players that occupy various niches in that realm, and the customary rules and procedures that must be followed to implement your event. This webinar is designed to increase your knowledge of the various concepts to be considered and outline the tools at your disposal.

During the webinar, Kroll experts Craig Johnson and Tiffany Archbell will discuss corporate actions and distributions. They will also provide attendees with a high-level overview of the customer practices and procedures of DTC, including an examination of different types of corporate actions.

Key takeaways, include:

  • How are securities held, and who are the key players?
  • Corporate Action event types and their lifecycle
  • What is a Mandatory Corporate Action?
  • What is a Voluntary Corporate Action?
  • Distribution mechanics and major issues to consider

This webinar is eligible for 1 CLE credit in California, Delaware, Florida, Illinois and New York. This list is not exhaustive, please refer to your specific state bar for instructions about how to submit for credit.*

We are not offering international CLE credits at this time, but hope you will join the presentation to learn from our experienced Kroll team.

*Pennsylvania does not accept CLE credits from other states and does not accept credits from single course providers who offer distance learning or virtual programs.